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An Example Safety Case for Safeguards Against Misuse

Existing evaluations of AI misuse safeguards provide a patchwork of evidence that is often difficult to connect to real-world decisions. To bridge this gap, we describe an end-to-end argument (a “safety case”) that misuse safeguards reduce the risk posed by an AI assistant to low levels. We first describe how a hypothetical developer red teams safeguards, estimating the effort required to evade them. Then, the developer plugs this estimate into a quantitative “uplift model” to determine how much barriers introduced by safeguards dissuade misuse (this https URL). This procedure provides a continuous signal of risk during deployment that helps the developer rapidly respond to emerging threats. Finally, we describe how to tie these components together into a simple safety case. Our work provides one concrete path – though not the only path – to rigorously justifying AI misuse risks are low.


Joshua Clymer, Jonah Weinbaum, Robert Kirk, Kimberly Mai, Selena Zhang, Xander Davies
arxiv
[paper]

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